|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 150.78 | 11/19/2021 | M | 500 | (2) | 05/01/2025 | Common Stock | 500 | $ 0 | 2,152 | D | ||||
Stock Option (Right to Buy) | $ 150.78 | (3) | 05/01/2025 | Common Stock | 7,348 | 7,348 | D | ||||||||
Stock Option (Right to Buy) | $ 177.32 | (4) | 08/08/2025 | Common Stock | 12,044 | 12,044 | D | ||||||||
Stock Option (Right to Buy) | $ 177.32 | (5) | 08/08/2025 | Common Stock | 9,033 | 9,033 | D | ||||||||
Restricted Stock Units | (6) | (7) | (7) | Common Stock | 2,363 | 2,363 | D | ||||||||
Stock Option (Right to Buy) | $ 190.41 | (7) | 08/07/2026 | Common Stock | 11,961 | 11,961 | D | ||||||||
Stock Option (Right to Buy) | $ 190.41 | (8) | 08/07/2026 | Common Stock | 15,948 | 15,948 | D | ||||||||
Restricted Stock Units | (6) | (9) | (9) | Common Stock | 2,015 | 2,015 | D | ||||||||
Stock Option (Right to Buy) | $ 267.87 | (9) | 08/05/2027 | Common Stock | 8,991 | 8,991 | D | ||||||||
Stock Option (Right to Buy) | $ 267.87 | (10) | 08/05/2027 | Common Stock | 11,988 | 11,988 | D | ||||||||
Stock Option (Right to Buy) | $ 267.87 | (11) | 08/05/2027 | Common Stock | 8,325 | 8,325 | D | ||||||||
Stock Option (Right to Buy) | $ 267.87 | (12) | 08/05/2027 | Common Stock | 8,325 | 8,325 | D | ||||||||
Restricted Stock Units | (6) | (13) | (13) | Common Stock | 1,245 | 1,245 | D | ||||||||
Stock Option (Right to Buy) | $ 481.82 | (13) | 08/06/2028 | Common Stock | 4,864 | 4,864 | D | ||||||||
Stock Option (Right to Buy) | $ 481.82 | (14) | 08/06/2028 | Common stock | 6,486 | 6,486 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kelderman Kim 614 MCKINLEY PLACE NE MINNEAPOLIS, MN 55413 |
Pres. Diagnostics & Genom |
/s/ Brenda S. Furlow as Attorney-in-Fact for KimKelderman pursuant to Power of Attorney previously filed. | 11/23/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.62 to $506.17, inclusive. The reporting person undertakes to provide Bio-Techne Corporation, any security holder of Bio-Techne Corporation, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(2) | Options to purchase 663 shares vest on each of 5/1/2019, 5/1/2020, 5/1/2021 and 5/1/2022. |
(3) | Options to purchase 1,837 shares vest on each of 5/1/2019, 5/1/2020, 5/1/2021 and 5/1/2022. |
(4) | Options to purchase 3,011 shares vest on each of 8/8/2019, 8/8/2020, 8/8/2021 and 8/8/2022. |
(5) | Fully exercisable. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. |
(7) | Vests in full or in part on 8/7/2022 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
(8) | Options to purchase 3,987 shares vest on each of 8/7/2020, 8/7/2021, 8/7/2022 and 8/7/2023. |
(9) | Vests in full or in part on 8/5/2023 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
(10) | Options to purchase 2,997 shares vest on each of 8/5/2021, 8/5/2022, 8/5/2023 and 8/5/2024. |
(11) | Options to purchase 2,775 shares vest on each of 8/5/2021, 8/5/2022 and 8/5/2023. |
(12) | Vests in full on the date performance of certain product revenue goals during the period of fiscal 2021-2023 is certified by the Administrator, in no event earlier than 8/5/2021. |
(13) | Vests in full or in part on 8/6/2024 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
(14) | Options to purchase 1,621 shares vest on each of 8/6/2022 and 8/6/2023 and options to purchase 1,622 shares vest on each of 8/6/2024 and 8/6/2025. |